Contributes to the overall success of the Global Banking & Markets and Treasury ("GBM&T") Compliance Canada Program. The Senior Manager will work closely with the Director, the GBM&T Compliance Canada team and a diverse set of stakeholders to provide ongoing support of the Global Banking and Markets ("GBM") and Group Treasury ("GT") Canada Compliance programs in line with Global Compliance's strategy and initiatives.

Support the execution of various components of the GBM&T Compliance Canada program, which includes the following:

• Manage the reporting processes for GBM&T Compliance Canada, including:
  • Preparing regular management and board reports on the compliance program
  • Providing content for reporting to various compliance partners for inclusion in their reports
  • Enhancing current reporting content and information gathering processes
  • Developing additional reporting as needed
• Develop and maintain Key Performance Indicators and Key Risk Indicators for the GBM&T Compliance Canada program, including developing the processes to obtain data for such metrics
• Oversee the management of Compliance Issues for GBM&T Compliance Canada within the Compliance Issues Management System, ensuring that regulatory Compliance events and issues are accurately logged, tracked and followed up on in a timely manner for Compliance and Regulatory reporting purposes
• Develop and maintain internal documents including procedures in support of the GBM&T Compliance Canada program
• Assist with ad hoc requests/provide support as needed in respect of other aspects of the GBM&T Compliance Canada Program, including delivering strategic change initiatives
• Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
• Foster and maintain collaborative relationships with key internal and external stakeholders including Global Compliance, regulators and GBM and GT business leaders to support the achievement of initiative deliverables and overall objectives
• Maintain a high level of awareness of compliance related industry developments
• Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions
• Actively pursue effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Code of Conduct
• Champion a high-performance environment and contributes to an inclusive work environment

Education/Experience

• Post-Secondary education and/or professional designations
• Self-motivated; ability to work both independently and collaboratively with multi-functional teams
• Highly organized and capable of dealing with multiple, complex projects simultaneously
• Experience designing and developing reports using PowerPoint and Excel
• Experience with PowerBI to achieve automation and data visualization (would be an asset)
• Sound judgment in identifying risks in order to proactively escalate with relevant senior management
• Institutional, corporate banking, treasury, capital markets, compliance or regulatory experience
• Ability to deliver results in a fast-paced, challenging and dynamic business environment
• Excellent oral and written communication skills